The Front Office Risk and Control team plays a vital role in the overall governance and oversight of TP ICAP's business operations.
The team provides critical support to ensure that all functional areas within the organization are compliant with corporate policies and regulations.
The ideal candidate will possess excellent analytical and communication skills, as well as the ability to adopt a structured and investigative approach to their workload.
This analyst will work closely with stakeholders to embed risk management practices across the organization and provide recommendations for process improvements.
Responsibilities include leveraging the risk management framework, assisting with control attestation, managing risk events, conducting targeted reviews, and promoting a positive work environment.
To succeed in this role, the individual must have experience in auditing, risk management, and/or control/compliance testing, as well as knowledge of operational trade flows, Settlement, and Clearing.
Additionally, practical knowledge and skills in Microsoft Office are required, as well as proficiency in Governance Risk & Compliance (GRC) systems.
* Leverage the risk management framework to enhance the 1st Line of Defence MI
* Assist Risk with control library maintenance
* Manage regional risk exposure and assist Regional Head of FORM
* Administer control attestation/desk head checklist process
* Maintain detailed workflow diagrams and report on Front Office risks
* Provide analysis and reporting as requested by APAC COO
* Take initiative to manage objectives and projects to completion
Job Requirements: Professional, 5