Compliance Specialist Opportunity
The role of Compliance Specialist is a critical component in ensuring our organization's regulatory compliance framework is executed effectively. This position involves overseeing the refinement and implementation of our Australia compliance program, guaranteeing timely completion of regulatory applications, maintaining current AFSL licences, and adhering to Australian regulatory framework, securities laws and regulations.
This leadership position requires managing a team of compliance managers and analysts, providing coaching and developing senior management reporting on regulatory changes and key controls testing. A successful candidate will have experience in FX, CFD, OTC Derivatives trading/broking industry, with a strong knowledge of Corporations Act, ASIC, AFCA, AUSTRAC, and other local regulatory requirements.
* Manage regulatory applications, maintain current AFSL licences, and regulatory relations
* Develop and deliver senior management reporting on regulatory changes and key controls testing
* Lead and coach a team of compliance managers and analysts
* Maintain awareness and ensure compliance with Australian regulatory framework, securities laws, and regulations
Key Responsibilities:
* A minimum of 5 years of track record experience in the AML and/or Regulatory Compliance function is required
* Tertiary Degree (preferably in Law, Finance, Business Administration, Accounting or any AML and Compliance related qualifications)
* Previous experience in FX, CFD, OTC Derivatives trading/broking industry is compulsory