Compliance Director Role
">
">
* A key role in overseeing compliance frameworks and ensuring adherence to regulatory requirements.
">
* Leading a team of professionals to develop and enhance compliance programs, policies, and monitoring tools.
">
* Providing strategic advice on regulatory matters and managing review of marketing materials and disclosure documents.
">
* Liaising with regulators, auditors, and external compliance service providers to ensure effective governance and risk management.
">
* Mentoring junior staff and leading by example to promote a culture of compliance excellence.
">
">
About You
">
">
* 10+ years of experience in financial services compliance, ideally in investments or funds management.
">
* Knowledge of ETF products and their operational complexities.
">
* Bachelor's degree in law, business, finance, or related field.
">
* Demonstrated ability to work independently and collaboratively within a fast-paced environment.
">
">
Benefits
">
">
* Foster a dynamic and inclusive work environment that values diversity and promotes employee growth and development.
">
* Collaborate with senior stakeholders to drive innovation and achieve business objectives.
">
* Develop and implement training programs to enhance compliance knowledge and skills.
">
* Prioritize continuous learning and improvement to stay up-to-date with changing regulatory requirements.
">