Rapidly growing derivatives and stock broking firm in Sydney looking to hire an ambitious Compliance Manager
**The Company**
A leading global provider of derivatives and stock trading that enables clients to trade a broad range of financial instruments through their award-winning next generation trading platform.
**The Role**
As a Compliance Manager, reporting directly into a high-level senior risks and compliance manager, this broad role covering duties across Risk and Compliance. Your duties would include, but are not limited to:
- Conducting periodic monitoring and reviews of CFD and stock broking options
- Keeping up to date with regulatory changes and ensuring compliance with external regulators and industry codes
- Assist in the coordination of internal and external compliance audits
- Continually provide input in the development of compliance and risk programs
**About you**
- Demonstrated knowledge and understanding of ASIC regulation, ASX rules and regulatory reporting requirements
- Working knowledge of stockbroking operations and systems
- Ability to assist the business implement change in a dynamic regulatory environment
- Experience in a Compliance or Risk role
**What's on offer**
- A brilliant opportunity to expand your skill set and fast track your career
- Ongoing professional development
- A dynamic and energetic workplace
- An organization that promotes on merit and champions work-life balance