Head of Governance, Risk & Compliance (Part-Time)
Our client is a high-growth investment management and technology business redefining how people engage with financial products and services. With a focus on simplifying wealth management, they deliver managed funds, model portfolios and tailored solutions to the advised retail market. Combining institutional-grade investment strategies with cutting-edge technology, the firm offers advisers and clients a rational, efficient and people-centered approach to building long-term wealth.
We are seeking an experienced and strategic Head of Governance, Risk and Compliance (GRC) to join their leadership team in a part-time capacity. This is a senior role responsible for overseeing governance frameworks, risk management practices, and regulatory compliance functions that underpin the business and its Responsible Entity (RE).
Responsibilities
* Act as Company Secretary, supporting the Board and Committees with governance, records, and reporting
* Lead and enhance GRC frameworks, ensuring compliance with ASIC regulations, AFSL conditions, and RE obligations
* Drive risk management, including policy reviews, control testing, and regulatory reporting
* Serve as the primary liaison with regulators, auditors, and external compliance partners
* Provide strategic guidance to the Board and Executive team on governance, risk, and compliance matters
* Promote a strong risk culture and mentor teams to embed policies into daily practice
Ideal experience & attributes
* 10+ years’ experience in governance, risk, and compliance within funds management, REs, or financial services
* Deep knowledge of Australian financial services law, the Corporations Act, ASIC requirements, and AFSL obligations
* Previous Company Secretary experience with a track record of building robust GRC frameworks in scaling environments
* High integrity, sound judgment, and strong written/verbal communication skills
* Commercially pragmatic, balancing compliance obligations with business strategy
* Collaborative and adaptable, thriving in entrepreneurial, fast-growing settings
Seniorities and employment details
* Seniority level: Director
* Employment type: Part-time
* Job function: Legal and Finance
* Industries: Investment Management, Financial Services, and Technology, Information and Media
We’re seeking candidates with a strong background in governance, risk, and compliance within funds management or financial services who are looking for a part-time leadership opportunity where they can make a real impact.
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