Responsibilities
:
The role has regional responsibility and will involve:
1. Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region, with a specific focus on Australian transactions.
2. Reviewing and providing suggestions to enhance existing surveillance systems/reports.
3. Manage projects to build and implement approved enhancements and changes required due to regulatory changes.
4. Staying up to date with changes in market conduct, AML and other related regulations,
5. Staying up to date with APAC and international developments in relevant areas of regulations and law.
Required Qualifications and Skills:
6. Familiarity with AML/CTF Rules.
7. Ability to multi-task, prioritize and work with minimal supervision in a small team environment.
8. Experience in dealing with exchange and regulatory enquiries.
9. Goodmunication skills and client service experience would be advantageous.
10. Good quantitative, analytical, and problem-solving skills
11. Solid academic background with relevant qualifications
12. Have a "can do" attitude and willingness to learn.
13. A high degree offort and fluency withputers and technology and an understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly
14. Excellent health and welfare benefits, including medical, dental, specialist and in-patient
15. Modern offices with multi-monitor setups
16. Great work-life balance
17. Unique opportunity to gain exposure to global financial products, markets and clientele
18. Opportunities for career progression and job scope expansion in a globalpany with a growing local presence
19. Hybrid work arrangement role permitting
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial servicespany headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and clientmitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology,petitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of apany that simplifies and enhances financial opportunities using state-of-the-art technology. Job ID 7085910002