A leading investment firm in New South Wales is seeking a Risk & Compliance Officer to support investment advisers and deliver high-quality compliant financial product advice.
The role involves conducting adviser reviews, reviewing advice documents, providing regulatory guidance, and delivering training on compliance topics.
Ideal candidates have 3+ years in financial services and a strong understanding of financial advice regulations.
The position offers a competitive salary and opportunities for professional development.
#J-*****-Ljbffr