Regulatory Breach Management Specialist
We're seeking an experienced compliance professional to join our Risk and Compliance team. This role involves managing regulatory breaches, providing expert advice on compliance incidents, and ensuring the organization meets regulatory requirements.
This is a hybrid role that can be based anywhere in Australia, with a requirement of working at least three days a week in the office. The successful candidate will have experience in regulatory compliance, incident and breach management, and strong knowledge of risk management systems and frameworks.
Key Responsibilities:
* Support the Incident and Breach Management frameworks, policies, tools, systems, and processes required for the organization to effectively manage compliance risks.
* Provide expert compliance advisory services and support on compliance incidents and breach reporting, particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy, and AML/CTF incidents.
* Undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes.
Requirements:
* Experienced compliance or legal professional with exposure in regulatory compliance, incident, and breach management within the Australian financial services industry preferred.
* Experience working in or providing services to a regulated financial services organization, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice, and insurance broking, and the ability to interpret and apply associated legislative requirements.
* Ability to rapidly analyze and communicate complex matters in a commercially sensible way.
* Ability to provide strategic advice to senior stakeholders on compliance incidents.
* Excellent presentation, communication, and negotiation skills.
* Sound knowledge and understanding of Risk Management systems, frameworks, and processes, particularly in respect of incident and breach reporting.
Benefits:
* We offer a range of career opportunities, as well as benefits and rewards to enhance your well-being.
* You'll join a team with momentum, humility, and a deep belief that better decisions start with great colleagues.
* We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients, and communities.
About Us:
We're a global leader in risk, strategy, and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer, and Oliver Wyman. With annual revenue of $24 billion and more than 90,000 colleagues, we help build the confidence to thrive through the power of perspective.