2 weeks ago Be among the first 25 applicantsDirect message the job poster from Perigon GroupSenior Manager - Financial Institutions at Perigon GroupAn excellent opportunity to join a tenured investor services team as the Compliance Officer, permanent appointment.High Growth Investment FirmCity Offices - 5 Days OnsiteStrong Rem.
and Ben.
packageWe are proud to partner with a high-growth and reputable Advisory & Investment house which is skilled in originating and managing investments in property, financial services, and private equity on behalf of its investors.They have an interesting career opportunity to join their tenured Investor Services team in a Compliance Officer, permanent capacity.The role will suit a candidate with excellent ASIC and compliance experience, strong education background and proven skill in producing quality work outcomes, and strong collaboration amongst peers.Job Responsibilities:Organisation of investor documents: collate & distribute to clients for each dealManage ASIC compliance for a large portfolio of companies, both proactively and reactively, including drafting ASIC forms, resolutions and lodging documents / notifications with ASIC and other Government bodiesPreparing, co-ordinating and processing ASIC annual company statements and solvency statementsDealing with company changes, such as officer changes, share transfers, company address and name changes, and company incorporations and de-registrations, including preparing the required resolutions and ASIC formsLodging accounts with ASICMaintaining databases and other tracking tools as required; update client details and add in deal data such as quarterly reports and deal descriptionsParticipation in a variety of team projectsThis role is the perfect career opportunity for an ambitious compliance specialist who seeks to grow their exposure across investor services.5 days onsite, corporate offices located in the city centre.What you will need:Experience across KYC / AML, coupled with reporting to regulatory bodiesProven experience in compliance from the financial institutions sectorExperience working with Compliance and Risk Frameworks which meet legislative and regulatory standardsOutstanding verbal and written communication skillsThe ability to work both autonomously and as a member of a teamExcellent organisational skills with the ability to prioritise work and meet deadlinesExcellent customer/client service skills, preferably with experience working in a client facing roleTo be considered for this opportunity, please apply via the link below to Perigon Group.Seniority levelSeniority levelAssociateEmployment typeEmployment typeFull-timeJob functionJob functionAccounting/Auditing and FinanceIndustriesInvestment Management, Funds and Trusts, and BankingReferrals increase your chances of interviewing at Perigon Group by 2xSign in to set job alerts for "Compliance Officer" roles.Macquarie Park, New South Wales, Australia 2 weeks agoParramatta, New South Wales, Australia A$90,000.00-A$100,000.00 1 week agoParramatta, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 2 days agoSenior Manager, Privacy and Regulatory Compliance AuditFinancial Crime Compliance Senior Manager (Reporting)Compliance Certification Supervisor/ManagerSydney, New South Wales, Australia 3 weeks agoSenior Manager, Compliance - Business & WealthSydney, New South Wales, Australia 3 days agoQuality & Compliance Partner- People & CultureSydney, New South Wales, Australia 2 weeks agoMacquarie Park, New South Wales, Australia 3 weeks agoSenior Risk and Compliance Manager - InvestmentsSydney, New South Wales, Australia 4 days agoGreater Sydney Area A$160,000.00-A$180,000.00 5 days agoSydney, New South Wales, Australia 2 weeks agoHead of Regulatory Advisory, Australia - DirectorSydney, New South Wales, Australia 5 days agoSenior Business Compliance Manager | Asset ManagementSydney, New South Wales, Australia 2 days agoAssistant Director – Work Health and Safety & Wellbeing, Net Zero Economy AuthoritySydney, New South Wales, Australia 2 weeks agoTennyson Point, New South Wales, Australia 2 weeks agoSenior Risk & Compliance Manager, Advice & FordhamSenior Analyst/Manager | Compliance Control RoomSydney, New South Wales, Australia 6 days agoGovernance Risk and Compliance Manager, AWS SecuritySydney, New South Wales, Australia 4 days agoSydney, New South Wales, Australia 4 days agoHead of Risk & Compliance | Leading Lending FirmSenior Technology Risk and Compliance ManagerSydney, New South Wales, Australia 6 days agoSydney, New South Wales, Australia 2 weeks agoSenior People & Culture Business PartnerSydney, New South Wales, Australia 5 days agoSydney, New South Wales, Australia 3 weeks agoMascot, New South Wales, Australia 5 days agoSydney, New South Wales, Australia 4 months agoWe're unlocking community knowledge in a new way.
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