Senior Regional Counsel, Regulatory Strategy and AdvisoryJoin to apply for the Senior Regional Counsel, Regulatory Strategy and Advisory role at myGwork - LGBTQ+ Business CommunitySenior Regional Counsel, Regulatory Strategy and Advisory1 day ago Be among the first 25 applicantsJoin to apply for the Senior Regional Counsel, Regulatory Strategy and Advisory role at myGwork - LGBTQ+ Business CommunityGet AI-powered advice on this job and more exclusive features.This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community.
Please do not contact the recruiter directly.The GroupThe Legal and Compliance team consists of lawyers, compliance specialists and other professionals across the globe who bring to the team various kinds of expertise.
On the legal side, we have commercial, regulatory, M&A;, regulatory compliance, corporate governance, privacy and employment expertise in-house as well as broad-based international legal experience to support the company's 12,000+ employees working in wholly owned subsidiaries in 32 countries.
The Compliance team has expertise in overseeing the compliance processes and practices of regulated credit ratings, investment management, investment research and benchmark administration businesses.
The Legal Department coordinates and oversees Morningstar's use of external counsel around the world.The RoleMorningstar, Inc., a leading global provider of independent investment research, is looking for a specialist in the Global Regulatory Strategy and Advisory Team, Legal.
The role will be a primary legal resource on identifying and addressing regulatory issues that may affect Morningstar's operations in Asia and Pacific.
This position directly reports to Global Head of Regulatory Strategy and Advisory, Legal.Job ResponsibilitiesWhile not meant to be a comprehensive list of functions, principal day-to-day responsibilities of this role in Australia include:Advising the business on regulatory strategy and risk, including with respect to regulatory matters associated with strategic initiatives and new business line development as well as any potential regulatory violations.Advising Compliance on the management of Morningstar's regulatory compliance responsibilities and consulting with external parties, as appropriate.Serving as one of Morningstar's contacts and negotiators in APAC with regulatory bodies.Advising on the defence and settlement of any regulatory action or other related matters involving any of Morningstar's regulated businesses.Assisting with formal examinations or investigations by a regulator, regulatory registrations, and written submissions in response to consultations from regulators in APAC, as necessary.Running internal investigations, and assisting Compliance with the development and implementation of policies, guidelines and other documents pertaining to regulatory requirements applicable to Morningstar's regulated businesses in APAC, as necessary.Developing and implementing the training framework to build a high performing regulatory legal team that can support Morningstar's regulated businesses as they continue to grow.Staying current on regulations and other changes in regulatory requirements that could impact Morningstar's businesses.QualificationsLaw degree and qualified to practice in AustraliaAt least 8 years of financial services or securities law experience in Australia or other APAC jurisdictionFinancial services compliance/regulatory experience is requiredSubstantive familiarity with ASIC requirements is requiredStructured finance transactional experience or experience in dealing with regulatory bodies in the Asia-Pacific region is an advantageIn-house experience working for a regulated entity is preferredInvestment advisor, research or asset management regulatory experience is beneficialMust be admitted to practice law or eligible for admission to practice as in-house counsel in the jurisdiction where locatedLeadership skills and the ability to influenceIntegrity and a high degree of professional ethicsExcellent judgement and analytical skillsStrong interpersonal and communication skills, including excellent, clear draftingAbility to work efficiently and independently, prioritize workflow, and meet deadlines.Morningstar's hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week.
We've found that we're at our best when we're purposely together on a regular basis, at least three days each week.
A range of other benefits are also available to enhance flexibility as needs change.
No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.704_MstarAusAsiaPtyL Morningstar Australasia Pty Limited Legal EntitySeniority levelSeniority levelMid-Senior levelEmployment typeEmployment typeFull-timeJob functionJob functionLegalReferrals increase your chances of interviewing at myGwork - LGBTQ+ Business Community by 2xGet notified about new Senior Lawyer jobs in Sydney, New South Wales, Australia.Sydney, New South Wales, Australia 2 weeks agoChatswood, New South Wales, Australia 2 days agoSydney, New South Wales, Australia 4 days agoLegal Counsel, Intellectual Property (12-month FTC)Sydney, New South Wales, Australia 2 weeks agoSenior Legal Counsel – Commerical Lawyer – Office of General CounselSydney, Recent South Wales, Australia 1 day agoLaw Clerk or Junior Lawyer - Commercial LitigationSydney, New South Wales, Australia 3 weeks agoSurry Hills, New South Wales, Australia 3 weeks agoSydney, New South Wales, Australia 1 month agoManly, New South Wales, Australia 3 weeks agoLegal Counsel - Office of General Counsel | SydneySydney, New South Wales, Australia 5 days agoSydney, Current South Wales, Australia 3 weeks agoNEWLY CREATED POSITION: COM LIT LAWYER (1-4 PQE), WORK W/ EX-TOP TIER PARTNERSSydney, New South Wales, Australia A$90,000.00-A$140,000.00 3 days agoSt Leonards, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia A$100,000.00-A$130,000.00 3 weeks agoSydney, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 5 days agoSydney, New South Wales, Australia 5 days agoSydney, New South Wales, Australia 3 weeks agoSydney, New South Wales, Australia 4 days agoSydney, New South Wales, Australia A$130,000.00-A$160,000.00 2 weeks agoCommercial / Corporate Lawyer (1-3 PQE) (Anywhere in Australia) - RemoteSydney, New South Wales, Australia 3 weeks agoAssociate Counsel, Regulatory, Investigations and Litigation, ANZSydney, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 3 days agoSydney, New South Wales, Australia 1 day agoNorth Sydney, New South Wales, Australia 2 days agoWe're unlocking community knowledge in a new way.
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📌 Senior Regional Counsel, Regulatory Strategy And Advisory
🏢 myGwork - LGBTQ+ Business Community
📍 Sydney