Role Summary:
We would like to speak to technically sound Risk, Compliance & Assurance professionals who are great with Excel data. A promising role is now available to assist the Enterprise Compliance team (2LoD) with the BAU as well as any Regulatory / Project related duties, to broaden your business exposure.
Your Responsibilities:
* Review and clean up multiple Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new Reporting System
* Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy
* Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies
* Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks
* Manage Chinese Wall structures and processes, including those relating to material non-public information
* Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy
* Ad hoc monitoring and operational duties to prevent potential policy violations
* Assist with project management activities associated with project delivery
Skill Requirements:
* 2-3 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus
* Proven ability to operate independently and effectively in a fast-paced environment
* Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law
* Familiarity with relevant regulatory/compliance environments in Banking is an advantage
* Excellent verbal and written communication skills on a corporate level
* Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.
We are an equal opportunities employer and welcome applications from all qualified candidates.
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