Job description :
Oversight the Licensee's general compliance and maintain the monthly compliance register to ensure the Licensee's business activities align with its license condition. Draft policies and procedures. Maintain the policies / procedures and keep them. Create and maintain risk register and conduct risk assessments for key aspects of business operations. Identify regulatory trends and developments, advise the business on how such trends and development may impact their current activities, and work with the business to implement any required changes to current policy and practices. Conduct ongoing compliance risk assessments and coordinate with business leads to identify and resolve the control gap. Assess the compliance risk in the launching of a new product, service, and system, and advise on the procedural measures in order to mitigate the potential risk. Liaise with institutional clients and third-party service providers, perform due diligence and obtain and provide the required information.
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