About the Company:
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.
At TMGM, our vision goes beyond providing a platform for trading; we aspire to empower our clients with the best trading conditions. We leverage industry-leading and cutting-edge innovative platforms to ensure that your trading experience is nothing short of exceptional. Our relentless commitment to research and development continually pushes the boundaries of liquidity and usability, giving you the tools you need to thrive in an ever-evolving financial landscape.
About the Role:
We are looking for a Senior AML Manager to lead the company's Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) framework in line with Australian regulatory requirements (AUSTRAC, ASIC) and international best practices. This role requires deep technical expertise in AML/CTF compliance, strong leadership capability, and experience within financial markets—preferably in CFDs, derivatives, or other high-volume trading businesses.
Key Responsibilities:
Leadership & Oversight:
Lead the AML/CTF function, including policy development, risk assessments, transaction monitoring, and reporting.
Provide guidance and training to compliance staff and business units on AML/CTF obligations.
Act as the primary point of contact with AUSTRAC and other regulatory bodies.
Program Management:
Maintain and enhance the AML/CTF program to ensure compliance with applicable legislation and regulatory expectations.
Oversee customer due diligence (CDD/KYC) processes, including onboarding, ongoing monitoring, and enhanced due diligence (EDD) for high-risk clients.
Conduct AML/CTF risk assessments and implement mitigating controls across client and product lines.
Monitoring & Investigations:
Oversee the transaction monitoring program, ensuring timely detection and escalation of suspicious activity.
Manage the review, investigation, and filing of Suspicious Matter Reports (SMRs) to AUSTRAC.
Monitor effectiveness of AML/CTF systems, data analytics, and transaction monitoring tools.
Governance & Reporting:
Report AML/CTF risk exposures, breaches, and emerging trends to senior management and the Board.
Prepare periodic AML/CTF compliance reports for regulatory filings and internal governance committees.
Liaise with auditors, regulators, and external consultants as required.
Requirements:
Essential:
Minimum 7-10 years' AML/CTF compliance experience, preferably in CFDs, derivatives, FX, or securities trading.
In-depth knowledge of the AML/CTF Act 2006, AUSTRAC regulatory requirements, and relevant ASIC obligations.
Strong understanding of KYC/CDD, sanctions screening, and transaction monitoring frameworks.
Experience managing investigations and preparing SMRs.
Excellent leadership, stakeholder management, and communication skills.
Desirable:
Previous experience working with trading platforms and high-frequency transaction environments.
Exposure to international AML/CTF regimes (e.g., FATF, EU AML Directives, UK FCA, US FinCEN).
Tertiary qualifications in Law, Finance, Business, or related discipline.
Relevant certifications (e.g., CAMS, ICA Diploma).
Benefits
Competitive salary and performance-based bonuses.
Opportunities for career growth and development within a global company.
Collaborative and inclusive work environment with exposure to cross-region operations.
Health and wellness benefits.
Flexible working arrangements.