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Asic analyst (sydney) - l-02

Sydney
Vantage
Posted: 23 September
Offer description

ELEVATE YOUR CAREER IN FINANCE

For 15 strong years, Vantage has been an award winning global financial services firm providing market opportunities to all clients globally. With millions of active traders ranging from retail traders to high-net worth and institutional traders, you’ll have the opportunity to get your foot in the door working for a global powerhouse that has a local focus.

As a household name – Vantage is now looking to accelerate our growth in Australia, and are searching for dynamic individuals eager to learn, apply their knowledge, and unleash their creativity on this transformative journey.

BE PART OF A GLOBAL COMPANY THAT NUTURES YOU

With a global presence, Vantage is committed to your growth. We’re here to help build you into a well-rounded, knowledgeable and ethical thought leader.

WHAT ARE THE BENEFITS OF WORKING WITH VANTAGE

- Career-centred career progression

- Have your ideas heard and implemented

- Competitive Salary package

- Modern office

- Corporate discounts

THE ROLE

As an ASIC Analyst, you will be responsible for ensuring compliance with Australian Securities and Investments Commission (ASIC) regulatory requirements by performing daily internal and external client money reconciliations, monitoring compliance activities, and supporting ASIC-related projects. This role requires strong analytical skills, attention to detail, and a proactive approach to process improvement and regulatory compliance.

CORE RESPONSIBILITY

- Produce and review daily internal and external client money reconciliations within agreed deadlines.

- Challenge and enhance internal and external processes to ensure compliance with ASIC client money rules and industry best practices.

- Confidently generate daily Client Money reports using automated platforms, ensuring all outstanding items are monitored and escalated efficiently.

- Assist the Finance Team in overseeing day-to-day client money safeguarding controls and effectiveness.

- Support annual finance and compliance reviews and liaise with auditors and ASIC as required.

- Responsible for preparing and submitting timely returns and reports required under ASIC obligations.

- Assist finance in monitoring and reporting tasks.

WHAT EXPERIENCES AND KNOWLEDGE DO YOU BRING

- Solid knowledge of ASIC client money rules and regulatory framework.

- Experience in reconciliations, compliance monitoring, or financial reporting.

- Strong analytical, problem-solving, and stakeholder management skills.

- Ability to work under pressure and meet tight deadlines.

APPLY NOW

*Due to the high volume of applications, only shortlisted candidates will be responded to.

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