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Senior manager compliance

Melbourne
Randstad
Posted: 24 June
Offer description

This role is accountable for:

* Provide enterprise monitoring and reporting for the conflicts of interest risk theme.
* Responsible for policy implementation, maintenance, ensuring awareness and providing proactive training
* Support Divisions and Business units by providing subject matter expertise for transactional conflicts, employee personal account dealing and employee personal conflicts.
* Provide oversight of emerging global risk themes via stakeholder reporting

Requirements:

1. Previous experience in a Control Room Compliance function.
* Strong knowledge of Institutional products and advisory.
* Strong understanding of the end-to-end policy lifecycle underpinned by practical experience in obligation and control requirements.
* Reporting Analysis and Insights.
* International Institutional Banking experience.

Please send resume to and reach out on 0477 696 046

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