Investment Operations Compliance - Vice President
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Job Description
J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to major Asset owners and Asset managers worldwide. Our service helps clients detect and manage violations of their investment rules, reducing risk and showcasing industry best practices. Our mission is to support our clients' investment processes by delivering leading services across investment risk, return analytics, and post-trade compliance.
As a Vice President in the Investment Information Services team, you will interpret guidelines, develop investment rules, investigate potential violations, and collaborate with investment managers and clients to assess needs and deliver solutions. This role involves exposure to a wide range of financial products, including Equities, Fixed Income securities, and Complex Assets.
Job Responsibilities
* Lead and develop a high-performing Investment Compliance team, fostering ownership, communication, and strategic decision-making.
* Recruit and hire candidates aligned with evolving business needs.
* Mentor staff through objective setting and performance reviews.
* Analyze team metrics to inform performance evaluations.
* Promote innovation and lead transformative initiatives to improve productivity and quality.
* Coordinate with global stakeholders to meet business objectives and implement product/technology enhancements.
* Represent Investment Compliance in firm-wide forums.
* Work closely with auditors to ensure smooth audit processes.
* Contribute to strategic initiatives to optimize operational performance.
* Stay updated on regulatory changes, industry trends, and product developments, sharing insights proactively.
* Lead client calls for service reviews and due diligence, presenting capabilities and regulatory impacts.
Required Qualifications, Capabilities, And Skills
* Graduate or postgraduate degree with 12+ years of experience in financial services, mutual funds, stockbroking, or related fields.
* Extensive experience in post-trade compliance within investment banks, asset management, or brokerage firms.
* Proficiency in software applications for compliance monitoring and reporting.
* Strong knowledge of asset management operations, including mutual funds, pensions, insurance, and hedge funds.
* High accuracy standards and attention to detail.
* Excellent organizational skills and ability to prioritize in a fast-paced environment.
* Proven leadership skills with team management experience.
* Effective communication and interpersonal skills for stakeholder engagement.
* Strong analytical skills and ability to understand complex workflows.
* Excellent written communication skills with client management experience.
Preferred Qualifications, Capabilities, And Skills
* Advanced degree or professional certifications such as CFA, CPA, CA, CS, or FRM preferred.
* Additional certifications in Credit Risk Management, SOX, Investment Company Act, or European regulations are advantageous.
About Us
J.P. Morgan is a global leader in financial services, committed to building trusted, long-term client relationships. We value diversity and inclusion, providing equal opportunities and accommodations for all applicants and employees.
About The Team
Our Commercial & Investment Bank operates across banking, markets, securities services, and payments, serving clients in over 100 countries with strategic advice, capital raising, risk management, and liquidity solutions.
Additional Details
* Seniority level: Mid-Senior level
* Employment type: Full-time
* Job function: Management and Manufacturing
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