Overview
Operational Risk and Controls - Asset Servicing | Manager
Join to apply for the
Operational Risk and Controls - Asset Servicing | Manager
role at
PwC Australia
.
Our Risk and Controls Assurance team is expanding and we're looking for a Manager to join our vast community of solvers. You'll help Australian businesses create value and improve the way they work. From automation and digitisation, to providing confidence over emerging technology, together we build trust in society and solve important problems.
Our team provides advice and assurance in relation to client activities spanning control readiness, control remediation, and reporting on the robustness of controls to Board Audit Committees and external stakeholders including customers and regulators.
As specialists on Risk and Controls within the Wealth Management industry, we are increasingly called upon to support our clients to manage the risk in change associated with mergers and acquisitions, service provider transitions and data migration system implementations and other transformational change.
Responsibilities
Review the design and operation of end-to-end business processes, systems, procedures and controls to meet financial and regulatory reporting requirements and customer contractual obligations
Analysis, documentation and testing of risk management frameworks, internal controls and control environments
Anticipating and identifying current and emerging risks and raising issues with line management
Development of meaningful relationships with all your stakeholders—clients and colleagues alike
Managing large project engagements end-to-end, from planning and budgeting through to final reporting
Reporting to management on the efficiency and effectiveness of their framework for risk management and control, and contributing observations to the Audit Committee or Board of Directors
Supporting Partners with special project work around new and emerging areas of risk and corresponding controls
Provide confidence on emerging technologies
Qualifications
Financial services, technology risk and controls environments, IT general controls, testing of automated IT dependent controls across the wealth management ecosystem
Internal audit, advisory, and/or third party assurance engagements
Sound understanding of the wealth management value chain, including service providers to the industry such as custodians, investment administrators, superannuation administrators and registry/