Compliance and Legal Specialist
This role will see you elevate your Compliance & Legal career with a thriving bank that has an extensive international network of offices across 12 countries.
The successful candidate will be the primal assistant to the Chief Compliance Officer in managing all duties for the Compliance & Legal department, reporting directly into them.
The key responsibilities of this position include:
* Timely AML / CTF & Sanctions screening and reporting duties, including transaction monitoring
* Review and approve corporate client onboarding and perform periodic review (KYC)
* Maintain and administer CDD records and metrics
* Maintain the Compliance & Legal Register
* Review and update policies & procedures that support the compliance framework
* Facilitate ongoing compliance trainingto all employees
* Draft and vet contracts with third party legal and counterparties
* Support with legal search and provide updates about regulatory changes to Senior Management
* Translate compliance documents and reports for the Head Office
To be successful in this role, you will need:
* A tertiary degree in Finance, Business and/or Law
* Basicknowledge of Prudential Standards, ASIC Guidelines and AMLCTF requirements
* A good understanding of Australian financial markets and basic licensing obligations is desirable
* Highly motivated, capable of multi-tasking, and willingness to learn and develop within the role
* Good time management skills with the ability to prioritisetasks in order of urgency
* Knowledge of Chinese regulations and financial services laws is highly desirable
* The ability to speak/type/read Chinese
About this opportunity:
This is an excellent chance for a Compliance and Legal specialist to join our team and take their career to the next level. If you are motivated, organized, and have a strong background in Compliance and Legal, we encourage you to apply for this exciting role.