Job Opportunity
This is an exciting chance to lead a compliance team and play a pivotal role in ensuring a robust, sustainable, and demonstrable framework.
Key Responsibilities:
* Develop and implement the enterprise-wide Compliance Management Framework, including regulatory change, incidents, and breach management.
* Manage key compliance systems such as the Obligation Library and oversee the compliance monitoring process.
* Support senior leaders with the management of regulatory relationships and oversight of lodgements, correspondence, and regulatory reviews.
* Oversee licence compliance, training, CPD status, and dispute resolution processes.
* Oversee Conflicts and Gifts Frameworks
* Oversee Modern Slavery Compliance
* Prepare Board reporting and facilitate compliance training across the business.
* Lead and mentor the Compliance team, fostering a client-centric culture.
Primary accountability lies in the Compliance Management Framework and Regulatory Engagement Policy. Work closely with senior leadership to embed compliance practices across the business.
Requirements:
* Senior leadership experience within Financial Services regulatory environments, ideally in asset management or superannuation.
* Strong expertise in compliance frameworks, regulatory management, and governance processes.
* Experience in implementing change and uplifting compliance processes
* Mentoring skills to support the development of the compliance team
* Excellent stakeholder management, communication, and negotiation skills.
* Strategic thinking and an ability to lead teams through complex compliance requirements.
* High-level written and verbal communication skills.
* Relevant tertiary qualifications and professional memberships.
About Us
We help clients grow, manage, and protect their wealth now and for future generations. We act in our clients' best interests, ensuring they feel safe, valued, and cared for.
Our History
We were established over 135 years ago and are now one of Australia's largest specialist trustee companies. We provide a workplace that is flexible, rewarding, and supportive of individual development.