SydneyWealth ManagementContract or TemporaryOur client is a global tier-one Wealth Management firm seeking an experienced KYC Periodic Review Officer to join their Sydney Account Management Team.The ideal candidate will have wealth management / retail broking / Wealth Management client onboarding / KYC / AML experience and ideally some understanding of UK FSA regulations alongside Australian regulations.This role is open to working holiday visa-holders, as well as those with longer-term visas and residency.For working holiday visas, candidates will be considered for a 6-month contract.For longer-term visas and residents, candidates will be considered for a 12-month contract with potential to be extended or go permanent.Key Responsibilities:This role is broadly responsible for supporting all operational processes for the CIP KYC and PEP reviews, including:Review documentation provided by clients and Sales.Escalate regulatory concerns or exceptions to AMT Manager for further review and discussions.Escalate accounts with high-risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff.Review and validate the accuracy of values that impact client’s ML / TF risk, such as Source of Wealth (SoW) and Total Net Worth.Maintain continuous and active engagement with Sales teams to share KYC and ML / TF related guidance.Ensure periodic review and relevant approval records are retained properly in internal database and monitor the receipt of any outstanding documentation within the required timeframe.Desired Experience/Qualifications:Bachelor’s degree or equivalent education or experience required.At least 3 years’ experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank.Understanding of global AML/KYC standards, in particular Australian and UK FSA requirements.Strong analytical and organisational skills.Strong communication skills to effectively and clearly instruct/advise Sales teams and other stakeholders.Ability to articulate issues concisely and effectively.Able to work both independently and with a team in a dynamic environment with high pressure on timeliness and quality of deliverables.Impressive knowledge of KYC documentation, industry regulations, and best practices.This role will pay approximately $450-525 per day plus super, depending on prior experience in relevant positions.
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