Your new company
Join a leading global financial services organisation renowned for its strong risk culture, high‑performing teams, and commitment to excellence in wealth management. As part of their Australian business, you'll be joining a respected firm operating across international markets, offering exposure to sophisticated products, seasoned advisers, and a corporate environment that values collaboration, accountability, and professional growth.
Your new role
The Branch Risk role is a first line of defence role and part of the Business Control Unit within the Australian Wealth Management business. The key function of the role is to identify, escalate and manage risks through carrying out supervision and surveillance monitoring relating to investment advice and suitability, product and risk disclosures, and other product specific requirements.
• Develop strong working relationships with the business and play a key role maintaining the risk culture
• Assist State Managers in supervision across the business and manage exceptions and escalations.
• Providing guidance to advisers relating to their regulatory and risk obligations
• Report key risks and performance to management on a regular basis.
• Assist to oversee and quality assurance review of surveillance monitoring.
• Collaborate across the business and other functions to support advisors and clients.
• Contribute to and assist with management information material for the Supervision Committee.
What you'll need to succeed
• Tertiary qualifications in a relevant discipline e.g. Commerce, Business, Economics, Finance or similar
• This role would suit a Risk/Compliance Analyst with some banking or wealth management risk experience
• Knowledge of wealth management/investment advice
• Knowledge of Australian and international financial markets and products including knowledge of equities, listed and OTC derivatives, fixed income, managed/hedge funds and foreign exchange products.
• Strong analytical skills, accuracy and the ability to interpret data or trends
• Confident communication skills and the ability to support — and challenge — stakeholders when needed
• A proactive mindset, resilience and the ability to manage competing priorities
• Experience with data analytics (Power BI) skills desirable but not essential.
What you'll get in return
• 12 month contract role in a 1LOD risk team at a global bank
• A role with strong visibility across the business and exposure to senior leaders
• Opportunities to develop your career in risk, compliance or broader wealth management
• Hybrid working options and a supportive team culture
• Access to a wide range of products, markets and learning opportunities
What you need to do now
Please apply now or email your CV to to be shortlisted. Please ensure you have at least 1 year of work entitlements in Australia.