As a seasoned data analyst, you will be part of a dynamic team monitoring investment banks and intermediaries, analyzing market activity, and contributing to regulatory outcomes that support fair and efficient markets.
About the Role
The Market Conduct team oversees the behaviour of market participants to ensure Australia's financial markets operate with integrity and transparency. As an Analyst in Intermediary Compliance, you will be responsible for:
* Conducting surveillance, intelligence gathering, and project work to identify risks and assess compliance with regulatory requirements.
* Analyzing market activity and providing evaluation and guidance on technical and policy issues.
* Undertaking research and contributing internal advice, reports, and briefings for regulatory matters.
* Contributing to wider ASIC projects and activities which may lead to the drafting of regulatory updates, guidance, and media releases.
* Building and maintaining effective working relationships with internal and external stakeholders.
Required Skills and Qualifications
You will have experience in compliance, risk, or analysis of regulatory issues in a financial services environment such as trading, corporate finance, investment banking, or within a regulator. You have knowledge of the Corporations Act, market integrity rules, and Australian Financial Services Licence (AFSL) conditions as they apply to financial services intermediaries.
Your ability to interpret complex information and apply this to regulatory matters will be highly valued. You have strong analytical and communication skills, with the ability to present complex information clearly to a range of audiences.
Benefits
At ASIC, you can be part of a team that contributes to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.
ASIC offers a range of employee benefits, including attractive superannuation, additional leave entitlements, flexible work arrangements, and assistance for study and professional development.
What We Offer
Join our team at ASIC and be part of a dynamic regulatory environment where you can make a difference in shaping the future of financial markets in Australia.