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Risk and compliance specialist for financial services

Sydney
beBee Careers
Posted: 15 June
Offer description

Senior Risk and Compliance Manager for Funds Management

This role involves supporting governance, risk, and compliance initiatives within the Funds Management division. The successful candidate will provide expert advice and promote a culture of risk awareness.


Main Responsibilities

* Offer risk and compliance guidance to senior management and affiliates.
* Maintain and develop risk frameworks and compliance policies.
* Lead risk workshops, scenario analyses, and assessments.
* Prepare reports for boards and management.
* Review investment agreements, disclosure statements, and marketing materials.
* Oversee audit processes and ensure timely completion of actions.
* Manage regulatory interactions and maintain GRC systems.


Required Skills and Experience

* A strong background in risk and compliance within financial services, preferably in funds management.
* Knowledge of financial laws and regulations.
* Ability to build trusted relationships and communicate complex topics clearly.
* Experience managing risk frameworks and compliance practices.


Desirable Qualifications

* Knowledge of investment and funds management industry practices.
* Post-graduate qualifications in finance, risk, or governance.
* Certifications such as GARP, PRMIA, or GRC Institute.


Finding Success in Your Career

We value innovation, integrity, and excellence. Our team works with industry leaders to contribute to our growing funds management business.


Additional Benefits

* A discretionary bonus scheme.
* Paid parental leave and flexible options.
* Extra leave days, employee share plan, and other benefits.

We promote diversity, inclusion, and flexible work practices, recognized as a Workplace Gender Equality Agency (WGEA) Employer of Choice.

Job Type: Permanent | Full-time

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