- Tier One Banking Group
- Supportive Team & Leadership
- Growth Opportunities
Company overview:
One of Australia’s largest wealth management groups, providing financial advice, superannuation, investment management, and insurance services.
The business supports millions of clients nationwide through a network of advisers and partners.
Responsibilities:
- Oversee the onboarding process for investment managers and counterparties
- Support the negotiation, execution, and management of investment agreements and related documentation
- Maintain key legal and operational documents, including authorisations and service level agreements
- Stay across regulatory changes and ensure timely implementation into business processes
- Monitor investment compliance, regulatory obligations, and exposure to derivatives and counterparties
- Keep process documentation current and contribute to ongoing process improvements
What you'll need to succeed:
- At least 3-5 years of experience in either an Investment Compliance/Investment Operations/Custodian Agreement/Compliance/Internal Audit role from the Financial Services industry
- If you have a Compliance/Internal Audit background, experience in the trustee/fund management/asset management industry is highly preferred
- Experience looking after risk management framework and controls is an added benefit
- Strong business accument and stakeholder engagement skills
Consultant
hazel@bluefinresources.com.au
Reference number: BH-60736
Profession:Risk & ComplianceAssurance
Risk & ComplianceAudit
Risk & ComplianceCompliance
Risk & ComplianceGovernance
Risk & ComplianceOperational Risk
Risk & ComplianceOther
Company: Bluefin Resources
Date posted: 15th Sep, 2025
Required Skill Profession
Financial Specialists