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Regulatory reporting specialist

Melbourne
beBeeCompliance
Posted: 17 July
Offer description

Job Description

We are seeking a highly skilled and experienced professional to join our Risk and Compliance team at Marsh McLennan. This role can be based anywhere in Australia and requires working at least three days a week in the office.

This is a hybrid role that involves supporting the Incident and Breach Management frameworks, policies, tools, systems, and processes required for the organisation to effectively manage compliance risks.

The successful candidate will provide expert compliance advisory services and support on compliance incidents and breach reporting particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy, and AML/CTF incidents.

They will undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes and present compliance assessments to relevant stakeholders and forums as required.

The role also involves supporting the governance of relevant forums such as the Significant Incident Review Panel including preparation of supporting documentation, preparation of minutes, and reporting to relevant stakeholders.

Additionally, they will assist in the provision of compliance advice, insights, themes, trends to key stakeholders including boards, committees, and other forums in relation to incidents and breaches.

Preparation of reporting to regulators in respect of investigations, breaches, and responding to regulatory requests for information is also a key aspect of this role.


Requirements

* Experienced compliance or legal professional with exposure in regulatory compliance, incident, and breach management within the Australian financial services industry preferred.
* Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice, and insurance broking, and the ability to interpret and apply associated legislative requirements.
* Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
* Ability to provide strategic advice to senior stakeholders on compliance incidents.
* Excellent presentation, communication, and negotiation skills.
* Sound knowledge and understanding of Risk Management systems, frameworks, and processes particularly in respect of incident and breach reporting.


What We Offer

* Professional development opportunities.
* Interesting work.
* Supportive leaders.
* A vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients, and communities.
* A range of career opportunities.
* Benefits and rewards to enhance your well-being.

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