Job Summary
The role of Senior Control Professional is critical in setting the strategy to protect the operational risk and resiliency environment.
About the Role
This senior-level position requires extensive business experience and multi-disciplinary functional expertise with a focus on proactive activities within the control function.
Main Responsibilities:
* Collaborate with stakeholders to deliver control project outcomes, implementing enhanced controls and operational effectiveness enhancements.
* Provide guidance and support to Business Units on implementing the control framework and ensuring adherence to maintaining the control processes in accordance with industry standards and best practices.
* Support key Control programs such as RCSA, Audit Remediation, ASL, ATP Standards etc. Including alignment of methodology, execution of programs, and implementation and tracking of agreed actions.
* Conduct regular review of specific policies and ensure procedures are in place and follow organizational standards and regulatory requirements.
* Analyze incidents and operational losses and perform thorough analysis to identify trends and root cause. Prepare recommendations for process and control enhancements in alignment with the control manager.
* Contribute to periodic risk reviews of operational processes, procedures, and client-specific servicing deliverables. Ensure risk review results are documented and reviewed with the control manager and the global control executive overseeing the practice.
* Support manager with planning and execution of thematic reviews required to provide assurance to business leadership of control effectiveness surrounding internal processes, procedures, and client-specific servicing deliverables.
* Support the risk-based control test plan to identify excessive risk and/or control issues at an early stage. Report process test findings to control management via the agreed Control Testing report template.
* Support the Global incident management process, in partnership with the Global Asset Servicing Resiliency Office and where necessary provide local support. This includes monitoring and reporting on business impacts from incidents and applying lessons-learned in the region.
* Assist with operational and/or corporate risk initiatives where directed.
* Elevate risk and control related matters to the practice control manager.
* Foster a strong risk management culture by developing a control mindset within the business.