Overview
Executive Consultant - Financial Services. Responsible for managing operational risk and compliance across the organisation, ensuring frameworks, policies, and practices effectively support business growth while meeting regulatory and legislative obligations.
Key Responsibilities
- Develop and oversee a risk framework that balances business growth with operational and compliance risks.
- Research economic, environmental, and market factors to identify material risks and assess their impact.
- Design and implement strategies to mitigate risks within the organisation’s appetite.
- Monitor adherence to risk policies and regularly review frameworks to address emerging risks.
- Support risk assessment for new products, projects, and processes.
- Promote risk awareness and deliver training where required.
Compliance
- Establish and maintain a compliance framework aligned with legislative, regulatory, and contractual requirements.
- Monitor regulatory changes and ensure obligations are met through effective processes and controls.
- Work with legal advisors as needed to interpret obligations and minimise exposure to compliance breaches.
- Foster a culture of compliance across the organisation through awareness and training.
Legislative & Regulatory Oversight
- Keep abreast of current and proposed legislation and ensure frameworks remain aligned.
- Manage external relationships with regulators and other key stakeholders.
Reporting
- Deliver accurate and timely reports to senior leadership and the board.
- Ensure required submissions are made to regulators and other stakeholders.
Leadership & Culture
- Build and maintain solid relationships with internal and external stakeholders.
- Lead by example, promoting collaboration, high standards, and a culture aligned to organisational values.
- Provide coaching, mentoring, and guidance to team members.
Seniority Level
- Mid-Senior level
Employment Type
- Full-time
Job Function
- Accounting/Auditing, Legal, and Finance
- Industries: Insurance and Financial Services
Note: This description focuses on the role responsibilities and requirements. It excludes extraneous postings and site notices.
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📌 Risk Compliance Manager
🏢 FourQuarters Recruitment
📍 Australia