About Our Team
We're seeking a talented individual to join our Risk and Compliance team at Marsh McLennan. This role can be based anywhere in Australia.
This is a hybrid role that has a requirement of working at least three days a week in the office.
At Marsh McLennan, we're bolstering the risk and compliance capability needed to support a future that's resilient, safe, and ready.
In a world of constant change, risk and compliance are more than frameworks – they provide the confidence, clarity, and control to act decisively, and do the right thing.
We're looking individuals who care about doing what's right, and who want to help shape the next chapter of risk and compliance with us.
This role reports to the Senior Manager, Regulatory Breach Reporting and Compliance and principally assists Marsh McLennan's Line 2 Compliance function in respect of compliance incidents and breaches to ensure the organisation meets regulatory requirements for relevant regulators.
The role will provide compliance advice on regulatory requirements to ensure MMC operates in compliance with its policies, procedures and regulatory obligations.
Main Responsibilities:
* Support the Incident and Breach Management frameworks, policies, tools, systems and processes required for the organisation to effectively manage compliance risks.
* Provide expert compliance advisory services and support on compliance incidents and breach reporting particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy and AML / CTF incidents.
* Undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes.
* Present compliance assessments to relevant stakeholders and forums as required.
* Support the governance of relevant forums such as the Significant Incident Review Panel including preparation of supporting documentation, preparation of minutes and reporting to relevant stakeholders.
* Assist in the provision of compliance advice, insights, themes, trends to key stakeholders including boards, committees and other forums in relation to incidents and breaches.
* Preparation of reporting to regulators in respect of investigations, breaches and responding to regulatory requests for information.
Requirements:
* Experienced compliance or legal professional with exposure in regulatory compliance, incident and breach management within the Australian financial services industry preferred.
* Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice and insurance broking and the ability to interpret and apply associated legislative requirements.
* Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
* Ability to provide strategic advice to senior stakeholders on compliance incidents.
* Excellent presentation, communication and negotiation skills.
* Sound knowledge and understand of Risk Management systems, frameworks and processes particularly in respect of incident and breach reporting.
About Us:
* We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.
* Our scale enables us to provide a range of career opportunities, as well as benefits and rewards to enhance your well-being.
Marsh McLennan (NYSE: MMC) is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses.