Head of Governance, Risk & Compliance (Part-Time)
Our client is a high-growth investment management and technology business redefining how people engage with financial products and services. With a focus on simplifying wealth management, they deliver managed funds, model portfolios and tailored solutions to the advised retail market.
Combining institutional-grade investment strategies with cutting-edge technology, the firm offers advisers and clients a rational, efficient and people-centered approach to building long-term wealth.
We are seeking an experienced and strategic Head of Governance, Risk and Compliance (GRC) to join their leadership team in a part-time capacity. This is a senior role responsible for overseeing governance frameworks, risk management practices, and regulatory compliance functions that underpin the business and its Responsible Entity (RE).
Responsibilities
Act as Company Secretary, supporting the Board and Committees with governance, records, and reporting
Lead and enhance GRC frameworks, ensuring compliance with ASIC regulations, AFSL conditions, and RE obligations
Drive risk management, including policy reviews, control testing, and regulatory reporting
Serve as the primary liaison with regulators, auditors, and external compliance partners
Provide strategic guidance to the Board and Executive team on governance, risk, and compliance matters
Promote a strong risk culture and mentor teams to embed policies into daily practice
Ideal experience & attributes
10+ years’ experience in governance, risk, and compliance within funds management, REs, or financial services
Deep knowledge of Australian financial services law, the Corporations Act, ASIC requirements, and AFSL obligations
Previous Company Secretary experience with a track record of building robust GRC frameworks in scaling environments
High integrity, sound judgment, and strong written/verbal communication skills
Commercially pragmatic, balancing compliance obligations with business strategy
Collaborative and adaptable, thriving in entrepreneurial, fast-growing settings
Seniorities and employment details
Seniority level: Director
Employment type: Part-time
Job function: Legal and Finance
Industries: Investment Management, Financial Services, and Technology, Information and Media
We’re seeking candidates with a strong background in governance, risk, and compliance within funds management or financial services who are looking for a part-time leadership opportunity where they can make a real impact.
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