Regulatory Breach Reporting Manager
We are seeking an experienced compliance professional to join our Risk and Compliance team. This role involves managing regulatory breaches, providing expert advice on compliance incidents, and ensuring the organisation meets its regulatory obligations.
This is a hybrid role that requires working at least three days a week in the office. You will be responsible for supporting the Incident and Breach Management frameworks, policies, tools, systems, and processes required for effective compliance risk management.
* Provide expert compliance advisory services on compliance incidents and breach reporting, particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy, and AML/CTF incidents.
* Undertake compliance assessments of compliance incidents to support regulatory breach assessment processes.
* Present compliance assessments to relevant stakeholders and forums as required.
The ideal candidate will have experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice, and insurance broking.
You will work closely with senior stakeholders to provide strategic advice on compliance incidents and ensure the organisation operates within its policies, procedures, and regulatory obligations.
This is a fantastic opportunity for a driven and motivated individual to join a dynamic team and contribute to creating a future-ready ecosystem.