Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?We are looking for a surveillance analyst who can:• perform trade surveillance activities across Investment Bank (IB) & Global Wealth Management (GWM) divisions.• analyse exceptions and instances of potentially suspicious activities flagged by our systems.• engage with business stakeholders on escalations and other matters.• drive continuous process improvements and contribute to strategic department projects and automation/optimisation initiatives.• document and communicate review findings, and prepare reports of reviews for UBS senior management.• successfully collaborate in integrated APAC team with peers in and across in Australia and abroad.• develop and maintain relationships with senior management.Your teamYou will be working in Monitoring, Surveillance and Controls (MS&C) in Melbourne, Australia. MS&C is an independent function within the 2nd line of defense, that supports Group Compliance, Regulatory and Governance (GCRG) in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within the key business divisions of the APAC region. We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team is mainly responsible for reviewing compliance controls specific to financial crime, investment suitability, cross border and execution related conflicts of interests. In addition, we ensure UBS continues to meet regulatory obligations when it comes to identifying and reporting to the relevant authorities, instances of market abuse and other forms of misconduct. In your role, you will have the opportunity to have exposure to our GWM compliance controls function, in addition to our IB and GWM trade surveillance functions.Your expertise• Experience in trade/market surveillance, trade operations, coverage compliance, or DTR, within the financial industry or at a regulator, ideal but not a necessity.• Knowledge of financial markets, products and trade lifecycle.• A curiosity and ability to ‘dig deep’ in order to identify suspicious trading patterns, investigate and draw meaningful conclusions.• Excellent organisational, time management, writing, and problem solving skills.• Willingness to keep up with industry, regulatory developments and learn new concepts and methods.• Ability to effectively communicate with senior stakeholders. *#LI-TC1About usUBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..We have a presence in all major financial centers in more than 50 countries.At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.UBS Business Solutions SAUBS RecruitingDisclaimer / Policy statementsUBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.About the companyUBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
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