Job Title: Director of Compliance
Overview:
The Director of Compliance is responsible for leading and overseeing the Property's compliance and Anti-Money Laundering (AML) program. This includes ensuring adherence to all related regulations by monitoring transactions, identifying and investigating suspicious activity, filing necessary reports, and conducting customer due diligence.
This position will provide strategic oversight for AML, BSA and OFAC policy compliance and will work with senior management and operations to manage the company's AML and KYC policies and practices to ensure that the property complies with Bank Secrecy Act.
Responsibilities include:
* Oversees and ensures overall BSA compliance.
* Provides strategic leadership over the AML compliance department and program, including AML transaction/activity review, currency transaction reporting, KYC reviews, customer due diligence/enhanced due diligence reviews, suspicious activity investigations and reporting, risk assessment, and AML training.
* Assures that the compliance department properly files reports and creates and maintains records in accordance with the requirements of the BSA.
* Analyzes various reports and data such as wire logs and currency reports for suspicious activity, transaction patterns, high-risk countries, etc. and performs appropriate investigations.
Additional responsibilities include:
* Knowledge and experience with PCI compliance, rules, regulations, policies, procedures, and standards of conduct in connection therewith.
* Works closely with various operational areas to monitor and evaluate departments' compliance with law, and internal policies and procedures.
* Partners with department leaders to help identify, manage, and mitigate AML compliance risks in existing and emerging operational areas.
* Prepares and presents reports for senior leadership, corporate compliance, committees, and other business needs as necessary.
* Strategically identifies continuous improvement for AML program elements including policy/procedures, training, monitoring, risk assessment, governance, and reporting.
* Serves as a subject matter expert on AML matters and shares complex information related to AML expertise.
* Creates a culture of compliance and empowers team members to act with confidence in reporting areas of potential non-compliance.
* Directs and manages a team of compliance professionals, including mentorship, coaching, and performance management.
Qualifications:
* Bachelor's degree in finance, accounting, or business, with five to seven years of experience in compliance leadership roles, preferably in the casino gaming industry.
* Certified Anti-Money Laundering Specialist (CAMS) certification required.
* Ability to obtain and maintain all appropriate licenses/certifications per Federal, State, and Gaming regulations.
* Superior knowledge of BSA/AML regulatory requirements.
* Knowledge of Sportsbook and iGaming.
* Excellent communication and interpersonal skills.