Key Responsibilities
* Assist in managing the regulatory compliance program in Australia, including monitoring AFSL obligations, advising on compliance matters, and preparing regulatory reports.
* Coordinate with global compliance teams and liaise with regulatory bodies such as ASIC and AUSTRAC.
* Provide guidance on new products, business structures, and compliance policies.
* Conduct compliance assessments, manage internal controls, and oversee third-party due diligence.
* Review marketing materials and handle escalated disputes, including AFCA liaison.
* Support regulatory inquiries, manage specific requests like bankruptcy and deceased estate cases.
* Develop and update compliance policies, stay informed on regulatory changes, and support audits and inspections.
* Assist in preparing management reports and responses to industry consultations on digital assets.
* Promote compliance awareness through training and ensure staff adherence to policies.
* Perform duties as 2IC for the Australian compliance team and support other compliance-related tasks as instructed.
Requirements
* Minimum of 10 years' experience in financial services compliance.
* Bachelor's degree; RG146 compliance and ACAMS certification preferred.
* Knowledge of AFSL obligations, derivatives compliance, and reporting requirements.
* Leadership experience and familiarity with ASIC, AUSTRAC, RBA, and APRA regulations.
* Strong analytical, communication, and organizational skills.
* Interest and knowledge in cryptocurrency, blockchain, and fintech ecosystems.
* Based in Australia with advanced computer literacy.
Note: The original job description contains some repetitive and lengthy sections; the above refinement consolidates responsibilities and requirements for clarity and focus.
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