- Package DOE
- Hybrid part time Compliance Specialist role
- Amazing office and Altruistic Company
Duties
- Be a proactive and passionate deliverer of all things compliance- the client does not view compliance as a form but a mantra and ethos
- Manager compliance and regs for multiple funds & business entities
- Monitor and interpret legislative and regulatory requirements (APRA, ASIC, AUSTRAC, ATO).
- Ensure policies and procedures align with obligations and best practices.
- Support the incident and breach management framework, including registers and reporting.
- Partner with business units to provide proactive compliance advice and risk mitigation strategies.
- Participate in monitoring and assurance activities, including reviews and control testing.
- Prepare internal and external compliance reports (Board and Committees).
- Oversee complaints management to ensure timely, effective responses.
- Help embed compliance practices into day-to-day operations across the business.
Ideal Candidate
- 5+ years in funds compliance with strong knowledge of industry regulations and compliance frameworks
- An ability to business partner and provide effective oversight across multiple business units & Funds
- Strong communication, stakeholder management, attention to detail, and the ability to manage competing priorities
- Relevant qualification is advantageous