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Risk and compliance professional

Newcastle
beBeeCompliance
Posted: 25 June
Offer description

**Job Opportunity: Risk and Compliance Professional**

We are seeking a highly skilled and experienced Risk, Quality and Compliance Manager to join our team. As a key member of the organization, you will be responsible for driving a strong risk culture, overseeing internal processes and procedures, and providing expert advice to the Executive Team.

The ideal candidate will have a tertiary degree in law, commerce, economics or a related field, with a minimum of 2 years' experience in a Compliance-based position in the financial services industry. Strong knowledge of AML/CTF, AFSL and ACL licensing requirements is highly regarded, as is experience working with ASIC.

The successful candidate will be responsible for managing compliance risks across the firm, providing training and support on risk and compliance matters, monitoring incidents, breaches and complaints, and building and maintaining relationships with internal and external stakeholders. They will also be responsible for offering guidance on legislative and regulatory changes that impact the company's compliance obligations and reviewing and approving marketing materials and other external communications to ensure legal and regulatory compliance.

In return, we offer a part-time role (24 hours per week) with flexible work options and a focus on work-life balance. This is an excellent opportunity for a motivated and experienced professional to make a real difference in a dynamic and innovative team.

* Manage compliance risks across the firm, including AML / CTF, AFSL, ACL, CAANZ etc.
* Provide training and support on risk & compliance matters
* Monitor incidents, breaches and complaints, and embed controls in collaboration with the Executive Team
* Build and maintain relationships with internal and external stakeholders to ensure compliance with regulatory requirements and standards
* Offer guidance on legislative and regulatory changes that impact the company's compliance obligations
* Review and approve marketing materials and other external communications to ensure legal and regulatory compliance

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