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Compliance officer

Sydney
Apex Group
Posted: 23 April
Offer description

You can find out more about this in ourCompliance Officer page is loaded## Compliance Officerlocations: Sydneytime type: Full timeposted on: Posted Todayjob requisition id: JR-0022412The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.That's why, at Apex Group, we will do more than simply 'empower' you. We will work to supercharge your unique skills and experience.Take the lead and we'll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.For our business, for clients, and for you**Compliance Officer****Location : Sydney****Description**Coordinate and report on incidents, breaches and complaints. Develop and implement solutions with the business to improve the quality of service to our clients. Provide compliance reporting to clients. Coordinate internal audits and AML reporting.**Job specification*** Completion of annual due diligence questionnaires* Co-ordination of supplier due diligence questionnaires* Preparation of compliance letters for clients* Reporting on complaints, incidents and breaches* Investigations of incidents and working with the business to implement solutions* Partner with the business to develop processes and procedures that improve the quality of service to our clients* Assist with the development and implementation of compliance policies and procedures* Drafting training material for compliance training* Coordinate the training on processes and procedures for the teams* Implement and conduct control testing of processes and procedures* Coordinate and conduct internal audits* Review legislative changes that affect Mainstream operations and develop compliance solutions that satisfy these changes* Provide regular compliance reporting* Stay current with regulatory and legislative changes and participate in industry groups* Perform ongoing Anti Money Laundering (AML) monitoring obligations and reporting* Co-ordinate completeness of regulatory records of transitions* Other ad hoc responsibilities as required.**Skills Required:*** Experience in funds services industry* 1+ years' experience in a AML or compliance role with funds knowledge* Strong understanding of regulatory and legislative requirements essential; knowledge of AUSTRAC requirements**What you will get in return:**· A genuinely unique opportunity to be part of an expanding large global business;· Competitive remuneration commensurate with skills and experience;· Training and development opportunities**Additional information:**We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependants, physical or mental disability. Any hiring decision are made on the basis of skills, qualifications and experiences.We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.For more information on our commitment to Corporate Social Responsibility (CSR) please*"Personal data provided by job applicant(s) will be used for recruitment purposes only and will be treated strictly confidential. Such personal data can be accessed by different Apex stakeholders within and out of country for the consideration of the job application hereunder. Application made by the job applicant(s) constitutes the irrevocable consent of the job applicant for her/his personal data to be used by Apex stakeholders within or outside country for the purpose of this recruitment."*Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.**About Apex Group**We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices. Established in Bermuda in 2003, the Group has continually disrupted the asset serving industry through our investment in innovation and talent. Today, we set the pace in asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals. We're a people-powered business, and our people are full of ambition. Together, we're inspired to lead the new era of data and tech enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms. With our focus on making a difference to our people, our planet and our society, you'll experience more here than you would at most other companies.#J-18808-Ljbffr

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