Our client is a high-growth investment management and technology business that's redefining how people engage with financial products and services. With a focus on simplifying wealth management, they deliver managed funds, model portfolios and tailored solutions to the advised retail market. Combining institutional-grade investment strategies with cutting-edge technology, the firm offers advisers and clients a rational, efficient and people-centered approach to building long-term wealth.
We are seeking an experienced and strategic
Head of Governance, Risk and Compliance (GRC)
to join their leadership team in a
part-time
capacity. This is a senior role responsible for overseeing governance frameworks, risk management practices, and regulatory compliance functions that underpin the business and its Responsible Entity (RE).
Key responsibilities:
• Act as Company Secretary, supporting the Board and Committees with governance, records, and reporting
• Lead and enhance GRC frameworks, ensuring compliance with ASIC regulations, AFSL conditions, and RE obligations
• Drive risk management, including policy reviews, control testing, and regulatory reporting
• Serve as the primary liaison with regulators, auditors, and external compliance partners
• Provide strategic guidance to the Board and Executive team on governance, risk, and compliance matters
• Promote a strong risk culture and mentor teams to embed policies into daily practice
Ideal experience & attributes:
• 10+ years' experience in governance, risk, and compliance within funds management, REs, or financial services
• Deep knowledge of Australian financial services law, the Corporations Act, ASIC requirements, and AFSL obligations
• Previous Company Secretary experience with a track record of building robust GRC frameworks in scaling environments
• High integrity, sound judgment, and strong written/verbal communication skills
• Commercially pragmatic, balancing compliance obligations with business strategy
• Collaborative and adaptable, thriving in entrepreneurial, fast-growing settings
If you have a strong background in governance, risk, and compliance within funds management or financial services and are looking for a part-time leadership opportunity where you can make a real impact, we'd love to hear from you.