Role Overview
High visibility Compliance Manager chance in a tight knit, high performing team responsible for a variety of line 1 responsibilities. You will be confident, assured in presentation and comfortable working in the grey area. In exchange you'll be exposed to some of the best and brightest in the industry and have an exceptional opportunity to learn by osmosis and be exposed to best practice risk management principles and culture.
Key Responsibilities:
Providing advice on regulatory and compliance related matters to entity Boards, Senior Management and institutional partners.
Managing relationships with external audit and consulting firms
Coordinating several internal and external audits on an annual basis.
Assisting with the annual review and approval of policy and framework documents.
Managing various compliance plan attestations and associated processes.
Driving the uplift of compliance plans across four subsidiaries.
Presenting to various entity Boards of Directors and Committees.
Skills & Experience
Legal, Finance or Commerce tertiary qualification
Compliance or Audit experience from a Financial Services organisation, ideally with Wealth products exposure
Adaptive influencing and relationship building skills across senior stakeholders and peers
Excellent problem solving and evaluative judgement skills
Strong skills in planning, project management and attention to detail
Ability to work under pressure with shifting priorities in a dynamic work environment
What's on Offer
An exceptional opportunity responsible for driving meaningful change across this key business division. This role would perform from an elevated platform with visibility across multiple key business areas and senior stakeholders.
Great opportunity to perform in a fact paced, outcome driven environment from an elevated platform
Be recognised for the work you do within this tight knit, experienced team
Dynamic, forward-thinking business where your opinion and actions count
Apply
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