Vantage Sydney, New South Wales, AustraliaCompliance AnalystVantage Sydney, New South Wales, AustraliaGet AI-powered advice on this job and more exclusive features.Direct message the job poster from VantageStrategic Talent Acquisition Expert | Empowering Career Growth with Empathy & ExpertiseJoin our team in Sydney or Melbourne as a Compliance Analyst.Company DescriptionVantage is a global multi-asset brokerage firm based in Sydney, licensed by the Australian Securities and Investments Commission (ASIC). We offer trading opportunities in CFDs for Forex, Commodities, Indices, Shares, and Cryptocurrencies. Our commitment is to provide a robust trading environment, complemented by a fast and user-friendly trading platform, enabling our clients to capitalize on trading opportunities efficiently.Key ResponsibilitiesConduct compliance monitoring review.Completing compliance checks and preparing compliance report.Ensure compliance with ASIC regulations, Corporations Act 2001, Anti-Money Laundering (AML) laws, and other relevant financial regulations.Develop, review, and update compliance policies and procedures to reflect regulatory change.Conduct internal audits and compliance reviews to assess adherence to regulatory requirements.Assist in preparing reports and filings required by ASIC and other regulatory bodies.Identify, assess, and mitigate compliance risks within the organization.Implement corrective actions for any non-compliance issues and work with internal teams to improve compliance control.Provide compliance training to employees to ensure awareness of regulatory obligation.Advise management and key stakeholders on compliance risks and best practice.Maintain comprehensive compliance records, reports, and documentation.Assist in preparing compliance-related reports for senior management and regulatory authorities.Key Qualifications & ExperienceBachelor’s degree in law, Finance, Business, or a related field.Minimum 2-3 years of experience in a compliance, risk management, or regulatory role.Strong knowledge of ASIC regulations, the Corporations Act 2001, AML laws, and financial services compliance.Experience in conducting audits, risk assessments, and policy development.Excellent analytical and problem-solving skills with strong attention to detail.Ability to interpret and apply complex regulatory requirements effective.Strong communication skills with the ability to liaise with internal teams and regulatory bodies.The ideal candidate will have experience, either prior or current, in the FX/CFD industry.Candidates with a background in financial services will also be considered.Seniority levelSeniority levelAssociateEmployment typeEmployment typeFull-timeJob functionJob functionLegal, Administrative, and ManagementIndustriesFinancial Services, Investment Management, and Investment BankingReferrals increase your chances of interviewing at Vantage by 2xSign in to set job alerts for “Compliance Analyst” roles.Compliance, Regulatory Compliance, Analyst, SydneySydney, New South Wales, Australia 3 weeks agoSydney, New South Wales, Australia 6 days agoNorth Sydney, New South Wales, Australia 2 weeks agoCompliance and Operations Analyst (Remote)Sydney, New South Wales, Australia 3 weeks agoSydney, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 4 days agoSydney, New South Wales, Australia 2 days agoSydney, New South Wales, Australia 1 month agoInvestment Banking Front Office ComplianceSydney, New South Wales, Australia 3 weeks agoMacquarie Park, New South Wales, Australia 2 weeks agoSydney, New South Wales, Australia 2 months agoNorth Sydney, New South Wales, Australia A$150,000.00-A$160,000.00 5 days agoSydney, New South Wales, Australia 2 hours agoSydney, New South Wales, Australia 2 weeks agoBarangaroo, New South Wales, Australia 19 hours agoCompliance Obligation Management Expert - 12M FTCCompliance Manager, Regulatory Governance OfficeSydney, New South Wales, Australia 2 weeks agoMacquarie Park, New South Wales, Australia 1 month agoParramatta, New South Wales, Australia A$90,000.00-A$100,000.00 2 weeks agoGovernance, Risk and Compliance (GRC) | Senior AssociateSydney, New South Wales, Australia 1 day agoSydney, New South Wales, Australia 16 hours agoSydney, New South Wales, Australia 15 hours agoGovernance, Risk and Compliance (GRC) | ManagerSydney, New South Wales, Australia 1 day agoSydney, New South Wales, Australia 1 day agoGovernance and Compliance Systems OfficerSydney, New South Wales, Australia 1 day agoSydney, New South Wales, Australia A$105,000.00-A$135,000.00 2 weeks agoSydney, New South Wales, Australia 18 hours agoWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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