Wealth Management Advisory Role at a Tier 1 Global Firm
Sydney Office Opportunity
About the Role
We are seeking an experienced professional to lead our team of Associate Advisers and provide front office and risk support in our Sydney office.
This role is part of our client-facing Advisory team, which includes the Front Office support team, Investment Advisers, and Adviser Assistants. You will work closely with our Chief of Staff, National Adviser Assistant Manager in Melbourne, and our National front office risk manager.
Key Responsibilities
* Team Leadership: Mentoring, training, recruitment, and onboarding of Associate Advisers in the Sydney office
* Process Enhancement: Developing procedures and processes for the Associates
* Risk Support: Maintaining risk and control registers, incident management, and supporting First Line risk activities
* Client Advice: Maintaining client advice processes and documentation
* Front Office Remediation: Assisting with projects related to front office remediation
* Onboarding: Providing front office support and onboarding advisers to the business
Requirements
* Minimum 4 years' experience in a similar role within Stockbroking/Wealth Management sector - preferably with prior Dealer Assistant/Associate adviser experience and some risk, KYC, Admin support, and/or team leading
* RG146 accreditation or equivalent
Desired Experience and Competencies
* Degree qualified in finance or related disciplines desirable
* Anti-Money Laundering/Know Your Client experience an advantage
* Excellent customer service skills, including written and verbal communication with an ability to influence
* Resourceful, self-starter with high work standards and willingness to learn
* Strong Microsoft office skills - including Excel, PowerPoint, Word
* High level of attention to detail and accuracy with a focus on compliance
* Exceptional organisational and prioritisation skills, able to multi-task effectively in a fast-paced environment
About Us
A Tier 1 global wealth management advisory firm is committed to delivering exceptional results for our clients. We are looking for talented professionals who share our values and are passionate about making a difference in the industry.