Compliance and Risk Management Specialist
The Role:
* Collaborate with the Front Office to identify, assess and mitigate risk and compliance issues.
* Develop and implement control and mitigation activities, including monitoring and reporting processes.
Key Responsibilities:
* Support professionals in managing business risks and compliance obligations.
* Build relationships with stakeholders to promote a culture of risk and compliance awareness.
* Assist in implementing risk, compliance and controls frameworks.
Requirements:
* 5+ years experience in risk, compliance and/or assurance in wealth management.
* Understanding of Wholesale and Retail regulatory environments in Australia.
* Experience overseeing wealth management advice business functions.
Profile:
We are seeking an experienced professional to join our team as a Compliance and Risk Management Specialist. The ideal candidate will have a strong understanding of risk and compliance management frameworks and processes, as well as experience working in wealth management.